Our Financial Services team can provide you with the necessary training to recognise reportable breaches and incidents, and navigating the new framework.

Our expertise includes:

• Ongoing AFSL compliance support via an online portal
• Advising clients on AFSL authorisations, breach reporting, best interests duty, and relief applications
• Assisting with ACL and AFSL applications and variations
• Assistance with ASIC notices, investigation and enforcement including suspension and banning orders
• Developing and/or reviewing compliance policies and disclosure documents
• Financial services regulatory advice

• Training on breaches and incidents, and navigating the new framework.